Search Result

401 - 420 of 820 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

BIPRU 11.2 Basis of disclosures

As Published: 2007

BIPRU 11.2 Basis of disclosures

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background