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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

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COBS 12.3 Non-independent research

As Published: 2007

COBS 12.3 Non-independent research

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COBS 18.6 Lloyd's

As Published: 2007

COBS 18.6 Lloyd's

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PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

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PERG 4.7 Entering into a regulated mortgage contract

As Published: 2005

PERG 4.7 Entering into a regulated mortgage contract

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DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

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DEPP 3.4 Urgent supervisory notice cases

As Published: 2007

DEPP 3.4 Urgent supervisory notice cases

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SUP 13A.2 EEA firms and Treaty firms

As Published: 2006

SUP 13A.2 EEA firms and Treaty firms

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COBS 9.3 Guidance on assessing suitability

As Published: 2007

COBS 9.3 Guidance on assessing suitability

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COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund

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SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

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PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

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LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

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COBS 4.10 Systems and controls and approving and communicating financial promotions

As Published: 2007

COBS 4.10 Systems and controls and approving and communicating financial promotions

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SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

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SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

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SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

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REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

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