Search Result

381 - 400 of 802 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

MCOB 4.10 Home purchase plans

As Published: 2006

MCOB 4.10 Home purchase plans

DTR 2.6 Control of inside information

As Published: 2005

DTR 2.6 Control of inside information

MCOB 2.6A Protecting customers' interests: home purchase plans and home reversion plans

As Published: 2006

MCOB 2.6A Protecting customers' interests: home purchase plans and home reversion plans

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

DEPP 1.2 Introduction to statutory notices

As Published: 2007

DEPP 1.2 Introduction to statutory notices

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

ICOBS 6.2 Pre-contract information: general insurance contracts

As Published: 2008

ICOBS 6.2 Pre-contract information: general insurance contracts

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

MCOB 5.7 Business loans

As Published: 2004

MCOB 5.7 Business loans

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

SYSC 4.2 Persons who effectively direct the business

As Published: 2002

SYSC 4.2 Persons who effectively direct the business

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements