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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

PR App 3.1

As Published: 2005

PR App 3.1

SUP 13.2 Introduction

As Published: 2001

SUP 13.2 Introduction

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

LR 10.7 Transactions by specialist companies

As Published: 2005

LR 10.7 Transactions by specialist companies

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

COLL 5.1 Introduction

As Published: 2004

COLL 5.1 Introduction

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution