Search Result

361 - 380 of 961 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

DISP 2.6 To which activities do the rules apply?

As Published: 2003

DISP 2.6 To which activities do the rules apply?

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

MCOB 4.6 Cancellation of distance mortgage mediation contracts and distance home purchase mediation contracts

As Published: 2006

MCOB 4.6 Cancellation of distance mortgage mediation contracts and distance home purchase mediation contracts

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

COLL 9.4 Facilities in the United Kingdom

As Published: 2004

COLL 9.4 Facilities in the United Kingdom

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

INSPRU 3.1 Market risk in insurance

As Published: 2006

INSPRU 3.1 Market risk in insurance

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

MCOB 4.5 Additional disclosure for distance mortgage mediation contracts and distance home purchase mediation contracts with retail customers

As Published: 2004

MCOB 4.5 Additional disclosure for distance mortgage mediation contracts and distance home purchase mediation contracts with retail customers

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

COBS 9.6 Special rules for giving basic advice on a stakeholder product

As Published: 2007

COBS 9.6 Special rules for giving basic advice on a stakeholder product