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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

DISP 2.3 Time Limits for referral of complaints to the Financial Ombudsman Service

As Published: 2003

DISP 2.3 Time Limits for referral of complaints to the Financial Ombudsman Service

ICOBS 3.2 E-Commerce

As Published: 2008

ICOBS 3.2 E-Commerce

DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

DTR 6.2 Filing information and use of language

As Published: 2007

DTR 6.2 Filing information and use of language

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

COLL 9.4 Facilities in the United Kingdom

As Published: 2004

COLL 9.4 Facilities in the United Kingdom

REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

DISP 4.2 The standard terms

As Published: 2005

DISP 4.2 The standard terms

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

As Published: 2007

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups