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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

BIPRU 13.7 Contractual netting

As Published: 2007

BIPRU 13.7 Contractual netting

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2005

PERG 4.5 Arranging regulated mortgage contracts

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

COLL 9.4 Facilities in the United Kingdom

As Published: 2004

COLL 9.4 Facilities in the United Kingdom

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?