Search Result

321 - 340 of 849 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2006

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

PR App 1.1

As Published: 2005

PR App 1.1

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

RCB 4.2 Enforcement powers and penalties

As Published: 2008

RCB 4.2 Enforcement powers and penalties

BIPRU 13.7 Contractual netting

As Published: 2007

BIPRU 13.7 Contractual netting

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

DISP App 1.5 Determination of complaints

As Published: 2002

DISP App 1.5 Determination of complaints