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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

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SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

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FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

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PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

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PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

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SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

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PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

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PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

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PERG 14.5 The ‘by-way-of-business’ test

As Published: 2006

PERG 14.5 The ‘by-way-of-business’ test

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PERG 14.7 Exemptions

As Published: 2006

PERG 14.7 Exemptions

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COBS 4.11 Record keeping: financial promotion

As Published: 2007

COBS 4.11 Record keeping: financial promotion

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MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

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CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

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REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

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FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

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SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

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SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

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INSPRU 8.4 Capacity Transfer Market

As Published: 2006

INSPRU 8.4 Capacity Transfer Market

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SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

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MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

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