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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

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DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

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REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

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PERG 8.4 Invitation or inducement

SUP App 3.6 Freedom to provide services

DTR 5.7 Notification of combined holdings

LR 10.4 Class 2 requirements

CASS 5.6 Client money distribution

REC 6A.2 Removal of passport rights from EEA market operator

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

SUP 5.4 Appointment and reporting process

SUP 15.4 Notified persons

COLL 2.1 Authorised fund applications

LR 14.1 Application

REC 3.16 Information technology systems

SUP 3.10 Duties of auditors: notification and report on client assets

GEN 5.1 Application and purpose

SUP 16.9 Appointed representatives annual report

COBS 4.12 Unregulated collective investment schemes

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order