Search Result

241 - 260 of 788 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

As Published: 2007

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

PERG 4.6 Advising on regulated mortgage contracts

As Published: 2006

PERG 4.6 Advising on regulated mortgage contracts

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose