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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

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DISP 2.6 To which activities do the rules apply?

As Published: 2003

DISP 2.6 To which activities do the rules apply?

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REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

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BIPRU 11.4 Technical criteria on disclosure: General criteria

As Published: 2007

BIPRU 11.4 Technical criteria on disclosure: General criteria

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LR 13.8 Other circulars

REC 3.9 Fees and incentive schemes

LR 10.2 Classifying transactions

SYSC 13.7 Processes and systems

DTR 1A.3 FSA may require the publication of information

SUP 3.2 Purpose

LR 9.4 Documents requiring prior approval

COLL 6.4 Title and registers

SUP 8.6 Publication of waivers

LR 7.2 The Listing Principles

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

REC 3.19 Investigations

DISP 1.2 Consumer awareness rules

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order