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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

RCB 2.3 Determination of registration

As Published: 2008

RCB 2.3 Determination of registration

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

COND 1.3 General

As Published: 2001

COND 1.3 General

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

PERG 13.6 The recast Capital Adequacy Directive

As Published: 2007

PERG 13.6 The recast Capital Adequacy Directive

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

SYSC 6.3 Financial crime

As Published: 2007

SYSC 6.3 Financial crime

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions