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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

COND 2.4 Threshold condition 4: Adequate resources

As Published: 2004

COND 2.4 Threshold condition 4: Adequate resources

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing