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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

As Published: 2004

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

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PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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PERG 8.28 Advice or information

LR 3.1 Application

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LR 17.2 Requirements for listing and listing applications

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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

PERG 13.7 The territorial application of MiFID

PRIN 1.1 Application and purpose