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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

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COBS 4.7 Direct offer financial promotions

As Published: 2007

COBS 4.7 Direct offer financial promotions

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FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

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TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

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PR 5.3 Certificate of approval

LR 13.6 Related party circulars

LR 8.6 Criteria for approval as a sponsor

COLL 4.5 Reports and accounts

LR 8.7 Supervision of sponsors

DTR 1A.1 Application and purpose (Transparency rules)

PR 5.6 Miscellaneous

LR 15.4 Continuing obligations

LR 9.3 Continuing obligations - holders

PERG 13.2 General

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

BIPRU 3.7 Classification of off-balance-sheet items

COBS 16.2 Occasional reporting

REC 2.1 Introduction

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

COLL 4.3 Approvals and notifications

PERG 2.5 Investments and activities: general

COBS 4.7 Direct offer financial promotions

FEES 4.2 Obligation to pay periodic fees

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3