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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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PERG 4.4 What is a regulated mortgage contract?

As Published: 2005

PERG 4.4 What is a regulated mortgage contract?

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PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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BIPRU 1.3 Applications for advanced approaches

As Published: 2006

BIPRU 1.3 Applications for advanced approaches

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PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

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Similar To

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

LR 12.1 Application

DISP 1.1 Purpose and application

DTR 6.2 Filing information and use of language

LR 18.4 Continuing obligations

PERG 4.6 Advising on regulated mortgage contracts

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

PERG 8.28 Advice or information

SYSC 10.1 Application

LR 16.4 Requirements with continuing application

SUP 3.10 Duties of auditors: notification and report on client assets

DTR 2.2 Disclosure of inside information

SUP 4.3 Appointment of actuaries

ICOBS 3.2 E-Commerce

REC 3.15 Suspension of services and inability to operate facilities

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

PERG 4.4 What is a regulated mortgage contract?

PRIN 1.2 Clients and the Principles

BIPRU 1.3 Applications for advanced approaches

PR 1.2 Requirement for a prospectus and exemptions