Search Result

181 - 200 of 948 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP App 1.2 Eligible complaint

As Published: 2002

DISP App 1.2 Eligible complaint

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

As Published: 2008

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

DEPP 7.2 Interviews

As Published: 2007

DEPP 7.2 Interviews

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

BIPRU 9.4 Traditional securitisation

As Published: 2006

BIPRU 9.4 Traditional securitisation

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2007

BIPRU 8.7 Consolidated capital resources requirements

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2006

SUP 13A.5 EEA firms providing cross border services into the United Kingdom