Search Result

141 - 160 of 740 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

COND 2.4 Threshold condition 4: Adequate resources

As Published: 2004

COND 2.4 Threshold condition 4: Adequate resources

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

REC 4.2A Publication of information by UK RIEs

As Published: 2007

REC 4.2A Publication of information by UK RIEs

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

GEN 2.1 Introduction

As Published: 2004

GEN 2.1 Introduction

PERG 8.22 The Internet

As Published: 2005

PERG 8.22 The Internet

MCOB 9.7 Disclosure at the start of the contract: lifetime mortgages

As Published: 2006

MCOB 9.7 Disclosure at the start of the contract: lifetime mortgages

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose