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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

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REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

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REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

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GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

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SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

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DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

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RCB 3.3 Asset pool notifications

As Published: 2008

RCB 3.3 Asset pool notifications

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BIPRU 8.7 Consolidated capital resources requirements

As Published: 2007

BIPRU 8.7 Consolidated capital resources requirements

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SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

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REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

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COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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CRED 2.2 Structure

As Published: 2007

CRED 2.2 Structure

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SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

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FEES 4.4 Information on which Fees are calculated

As Published: 2007

FEES 4.4 Information on which Fees are calculated

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REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2007

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

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