Search Result

81 - 100 of 664 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

ICOBS 5.3 Advised sales

As Published: 2008

ICOBS 5.3 Advised sales

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

DISP App 1.2 Eligible complaint

As Published: 2002

DISP App 1.2 Eligible complaint

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

ICOBS 3.2 E-Commerce

As Published: 2008

ICOBS 3.2 E-Commerce

ICOBS 4.1 General requirements for insurance intermediaries

As Published: 2007

ICOBS 4.1 General requirements for insurance intermediaries

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

MIPRU 5.2 Use of intermediaries

As Published: 2006

MIPRU 5.2 Use of intermediaries

PERG 5.16 Meaning of 'insurance mediation'

As Published: 2005

PERG 5.16 Meaning of 'insurance mediation'

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2008

ICOBS 6.4 Pre- and post-contract information: protection policies

ICOBS 5.2 Statement of demands and needs

As Published: 2008

ICOBS 5.2 Statement of demands and needs

DISP App 1.5 Determination of complaints

As Published: 2002

DISP App 1.5 Determination of complaints