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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

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SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

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COBS 3.2 Clients

As Published: 2007

COBS 3.2 Clients

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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COBS 13.3 Contents of a key features document

As Published: 2007

COBS 13.3 Contents of a key features document

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

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COBS 18.2 Energy market activity and oil market activity

As Published: 2007

COBS 18.2 Energy market activity and oil market activity

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BIPRU 13.8 Securities financing transactions

As Published: 2006

BIPRU 13.8 Securities financing transactions

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SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

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PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

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SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

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PR 3.2 Filing and publication of prospectus

As Published: 2005

PR 3.2 Filing and publication of prospectus

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APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

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REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

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REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

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