Search Result

61 - 80 of 288 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

SYSC 4.2 Persons who effectively direct the business

As Published: 2002

SYSC 4.2 Persons who effectively direct the business

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

MAR 5.2 Purpose

As Published: 2007

MAR 5.2 Purpose

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

FEES 4.4 Information on which Fees are calculated

As Published: 2007

FEES 4.4 Information on which Fees are calculated

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

COBS 13.5 Preparing product information: other projections

As Published: 2007

COBS 13.5 Preparing product information: other projections