Search Result

661 - 680 of 873 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

SYSC 13.2 Purpose

As Published: 2006

SYSC 13.2 Purpose

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

APER 4.5 Statement of Principle 5

As Published: 2001

APER 4.5 Statement of Principle 5

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

DEPP 3.1 The Regulatory Decisions Committee

As Published: 2007

DEPP 3.1 The Regulatory Decisions Committee

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

DISP 3.6 Time limits

As Published: 2002

DISP 3.6 Time limits

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

DISP 2.1 Application and Purpose

As Published: 2003

DISP 2.1 Application and Purpose

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6