Search Result

661 - 680 of 803 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOBS 5.3 Advised sales

As Published: 2008

ICOBS 5.3 Advised sales

DTR 2.1 Introduction and purpose

As Published: 2005

DTR 2.1 Introduction and purpose

BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

COBS 4.7 Direct offer financial promotions

As Published: 2007

COBS 4.7 Direct offer financial promotions

BIPRU 4.7 The IRB approach: Equity exposures

As Published: 2007

BIPRU 4.7 The IRB approach: Equity exposures

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

PR App 3.1

As Published: 2005

PR App 3.1

GENPRU 2.3 Application of GENPRU 2 to Lloyd's

As Published: 2006

GENPRU 2.3 Application of GENPRU 2 to Lloyd's

INSPRU 8.1 Application

As Published: 2006

INSPRU 8.1 Application

SYSC 1.2 Purpose

As Published: 2006

SYSC 1.2 Purpose

PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

SUP 13.10 Applicable provisions

As Published: 2001

SUP 13.10 Applicable provisions

DEPP 6.1 Introduction

As Published: 2007

DEPP 6.1 Introduction

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

DEPP 2.1 Statutory notices

As Published: 2007

DEPP 2.1 Statutory notices

MCOB 10.2 Purpose

As Published: 2004

MCOB 10.2 Purpose

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

MCOB 10.1 Application

As Published: 2006

MCOB 10.1 Application