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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

COBS 12.1 Purpose and application

As Published: 2007

COBS 12.1 Purpose and application

LR 16.1 Application

As Published: 2005

LR 16.1 Application

PERG 14.8 Financial promotions

As Published: 2006

PERG 14.8 Financial promotions

SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

DISP 2.3 Time Limits for referral of complaints to the Financial Ombudsman Service

As Published: 2003

DISP 2.3 Time Limits for referral of complaints to the Financial Ombudsman Service

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

DTR 1A.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1A.2 Modifying rules and consulting the FSA

RCB 4.2 Enforcement powers and penalties

As Published: 2008

RCB 4.2 Enforcement powers and penalties

MCOB 6.5 Mortgages: information to be provided in the offer document or separately

As Published: 2006

MCOB 6.5 Mortgages: information to be provided in the offer document or separately

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

As Published: 2004

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

MCOB 6.8 Home purchase plans

As Published: 2006

MCOB 6.8 Home purchase plans

BIPRU 13.7 Contractual netting

As Published: 2007

BIPRU 13.7 Contractual netting