Search Result

641 - 660 of 914 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application

BIPRU 13.7 Contractual netting

As Published: 2007

BIPRU 13.7 Contractual netting

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

LR 16.4 Requirements with continuing application

As Published: 2007

LR 16.4 Requirements with continuing application

LR 15.3 Listing applications and procedures

As Published: 2005

LR 15.3 Listing applications and procedures

DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

LR 12.1 Application

As Published: 2005

LR 12.1 Application

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability