Search Result

561 - 580 of 967 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 1.2 Modifying rules and consulting the FSA

As Published: 2005

LR 1.2 Modifying rules and consulting the FSA

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

PERG 14.4 Activities relating to home purchase plans

As Published: 2006

PERG 14.4 Activities relating to home purchase plans

ICOBS 4.1 General requirements for insurance intermediaries

As Published: 2007

ICOBS 4.1 General requirements for insurance intermediaries

ICOBS 4.4 Commission disclosure for commercial customers

As Published: 2008

ICOBS 4.4 Commission disclosure for commercial customers

LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

MIPRU 5.2 Use of intermediaries

As Published: 2006

MIPRU 5.2 Use of intermediaries

DTR 4.4 Exemptions

As Published: 2007

DTR 4.4 Exemptions

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

DISP INTRO 1 Introduction

As Published: 2004

DISP INTRO 1 Introduction

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing