Search Result

541 - 560 of 852 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

…

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

…

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

…

CASS 6.4 Use of financial instruments

As Published: 2007

CASS 6.4 Use of financial instruments

…

INSPRU 8.4 Capacity Transfer Market

As Published: 2006

INSPRU 8.4 Capacity Transfer Market

…

DISP 1.4 Complaints resolution rules

As Published: 2003

DISP 1.4 Complaints resolution rules

…

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

…

MCOB 4.10 Home purchase plans

As Published: 2006

MCOB 4.10 Home purchase plans

…

SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

…

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

…

SYSC 1.2 Purpose

As Published: 2006

SYSC 1.2 Purpose

…

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

…

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

…

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

…

LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

…

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

…

DEPP 2.4 Third party rights and access to FSA material

As Published: 2007

DEPP 2.4 Third party rights and access to FSA material

…

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

…

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

…

DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

…