Search Result

401 - 420 of 885 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

MCOB 9.7 Disclosure at the start of the contract: lifetime mortgages

As Published: 2006

MCOB 9.7 Disclosure at the start of the contract: lifetime mortgages

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

As Published: 2007

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

RCB 4.2 Enforcement powers and penalties

As Published: 2008

RCB 4.2 Enforcement powers and penalties

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

PERG 4.6 Advising on regulated mortgage contracts

As Published: 2006

PERG 4.6 Advising on regulated mortgage contracts

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

DISP 2.7 The territorial scope of the jurisdiction of the Financial Ombudsman Service

As Published: 2002

DISP 2.7 The territorial scope of the jurisdiction of the Financial Ombudsman Service

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2007

DEPP 6.5 Determining the appropriate level of financial penalty

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)