Search Result

381 - 400 of 855 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.10 Complaints

As Published: 2001

REC 3.10 Complaints

SYSC 13.3 Other related Handbook sections

As Published: 2007

SYSC 13.3 Other related Handbook sections

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

As Published: 2007

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

RCB 2.3 Determination of registration

As Published: 2008

RCB 2.3 Determination of registration

SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

RCB 3.3 Asset pool notifications

As Published: 2008

RCB 3.3 Asset pool notifications

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars