Search Result

381 - 400 of 539 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

…

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

…

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

…

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

…

FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy

…

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

…

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

As Published: 2007

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

…

COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

…

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

…

REC 3.23 Default

As Published: 2001

REC 3.23 Default

…

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

…

BIPRU 7.4 Commodity PRR

As Published: 2007

BIPRU 7.4 Commodity PRR

…

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

…

LR 17.1 Application

As Published: 2005

LR 17.1 Application

…

LR 16.4 Requirements with continuing application

As Published: 2007

LR 16.4 Requirements with continuing application

…

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

…

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

…

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

…

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

…

PERG 14.7 Exemptions

As Published: 2006

PERG 14.7 Exemptions

…