Search Result

321 - 340 of 682 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

DISP App 1.3 Eligible complainant

As Published: 2002

DISP App 1.3 Eligible complainant

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

COBS 17.1 Providing information to claimants and dealing with claims

As Published: 2007

COBS 17.1 Providing information to claimants and dealing with claims

DTR 1A.3 FSA may require the publication of information

As Published: 2007

DTR 1A.3 FSA may require the publication of information

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

COLL 5.1 Introduction

As Published: 2004

COLL 5.1 Introduction

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

PERG 13.2 General

As Published: 2007

PERG 13.2 General

DTR 3.1

As Published: 2005

DTR 3.1

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme