Search Result

281 - 300 of 742 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

TC App 3.1 Circumstances in which TC does not apply

As Published: 2007

TC App 3.1 Circumstances in which TC does not apply

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

COBS 18.5 Operators of collective investment schemes

As Published: 2007

COBS 18.5 Operators of collective investment schemes

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

CRED 7.1 Application, purpose and interpretation

As Published: 2004

CRED 7.1 Application, purpose and interpretation

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details