Search Result

281 - 300 of 429 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

COBS 14.1 Interpretation

As Published: 2007

COBS 14.1 Interpretation

LR 12.1 Application

As Published: 2005

LR 12.1 Application

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

MIPRU 1.1 Application

As Published: 2006

MIPRU 1.1 Application

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

PERG 6.2 Purpose of guidance

As Published: 2005

PERG 6.2 Purpose of guidance

ICOBS 4.3 Fee disclosure

As Published: 2008

ICOBS 4.3 Fee disclosure

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information