Search Result
REC 3.21 Criminal offences and civil prohibitions
As Published: 2001
REC 3.21 Criminal offences and civil prohibitions
…
REC 3.14A Operation of a regulated market or MTF
As Published: 2007
REC 3.14A Operation of a regulated market or MTF
…
MAR 5.7 Pre-trade transparency requirements for shares
As Published: 2007
MAR 5.7 Pre-trade transparency requirements for shares
…
COLL 8.6 Termination, suspension, and schemes of arrangement
As Published: 2004
COLL 8.6 Termination, suspension, and schemes of arrangement
…
PERG 10.4 Pension scheme service providers other than trustees
As Published: 2006
PERG 10.4 Pension scheme service providers other than trustees
…
COLL 6.9 Independence, names and UCITS business restrictions
As Published: 2006
COLL 6.9 Independence, names and UCITS business restrictions
…
COBS 10.7 Record keeping and retention periods for appropriateness records
As Published: 2007
COBS 10.7 Record keeping and retention periods for appropriateness records
…
COBS 20.2 Treating with-profits policyholders fairly
As Published: 2007
COBS 20.2 Treating with-profits policyholders fairly
…
PERG 14.4 Activities relating to home purchase plans
As Published: 2006
PERG 14.4 Activities relating to home purchase plans
…
SUP 13.3 Establishing a branch in another EEA State
As Published: 2001
SUP 13.3 Establishing a branch in another EEA State
…