Search Result

241 - 260 of 915 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

BIPRU 7.4 Commodity PRR

As Published: 2007

BIPRU 7.4 Commodity PRR

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

FEES 6.7 Payment of levies

As Published: 2006

FEES 6.7 Payment of levies

PR App 3.1

As Published: 2005

PR App 3.1

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

DISP App 1.5 Determination of complaints

As Published: 2002

DISP App 1.5 Determination of complaints

DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

INSPRU 8.4 Capacity Transfer Market

As Published: 2006

INSPRU 8.4 Capacity Transfer Market

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

MCOB 6.5 Mortgages: information to be provided in the offer document or separately

As Published: 2006

MCOB 6.5 Mortgages: information to be provided in the offer document or separately

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

DISP App 1.3 Eligible complainant

As Published: 2002

DISP App 1.3 Eligible complainant

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions