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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

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SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

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COBS 16.5 Quotations for surrender values

As Published: 2007

COBS 16.5 Quotations for surrender values

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COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

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PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

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SUP 13.4 Providing cross border services into another EEA State

PERG 2.8 Exclusions applicable to particular regulated activities

ICOBS 4.1 General requirements for insurance intermediaries

COLL 6.2 Dealing

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

COLL 6.9 Independence, names and UCITS business restrictions

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

REC 2.7 Access to facilities

COLL 8.5 Powers and responsibilities

SUP 15.2 Purpose

REC 3.3 Waivers

SUP 8.5 Notification of altered circumstances relating to waivers

SUP 8.7 Varying waivers

REC 2.3 Financial resources

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

SUP 13.3 Establishing a branch in another EEA State

SUP 16.5 Annual Close Links Reports

COBS 16.5 Quotations for surrender values

COND 2.2 Threshold condition 2: Location of offices

PERG 13.7 The territorial application of MiFID