Search Result

141 - 160 of 938 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CRED 2.2 Structure

As Published: 2007

CRED 2.2 Structure

COBS 18.5 Operators of collective investment schemes

As Published: 2007

COBS 18.5 Operators of collective investment schemes

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

FEES 6.7 Payment of levies

As Published: 2006

FEES 6.7 Payment of levies

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

PERG 4.3 Regulated activities related to mortgages

As Published: 2005

PERG 4.3 Regulated activities related to mortgages

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose