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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

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COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

SUP 11.5 Form of notification by firms

SUP 16.6 Compliance reports

COND 1.2 Purpose

PERG 13.1 Introduction

COBS 4.1 Application

SUP 13.5 Notices of intention

SUP 8.6 Publication of waivers

SUP 2.1 Application and purpose

SUP 3.8 Rights and duties of auditors

COBS 6.1 Information about the firm and compensation information

FIT 1.1 Application and purpose

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

REC 6.2 Applications

PERG 5.3 Contracts of insurance

PERG 8.7 Engage in investment activity

PERG 8.5 In the course of business

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

COLL 6.9 Independence, names and UCITS business restrictions

LR 8.6 Criteria for approval as a sponsor