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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

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REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

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REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

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COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

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REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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PR App 1.1

As Published: 2005

PR App 1.1

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CRED 8.3 Version 1 credit unions

As Published: 2005

CRED 8.3 Version 1 credit unions

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DISP App 1.2 Eligible complaint

As Published: 2002

DISP App 1.2 Eligible complaint

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REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

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LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

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REC 4.2A Publication of information by UK RIEs

As Published: 2007

REC 4.2A Publication of information by UK RIEs

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REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

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CRED 2.1 What is this guide?

As Published: 2004

CRED 2.1 What is this guide?

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LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

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SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

As Published: 2004

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

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