Search Result

781 - 800 of 887 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

PERG 6.1 Application

As Published: 2005

PERG 6.1 Application

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

MIPRU 5.1 Application and purpose

As Published: 2006

MIPRU 5.1 Application and purpose

MIPRU 1.1 Application

As Published: 2006

MIPRU 1.1 Application

COBS 3.8 Policies, procedures and records

As Published: 2007

COBS 3.8 Policies, procedures and records

MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

MIPRU 2.1 Application and purpose

As Published: 2006

MIPRU 2.1 Application and purpose

PERG 4.17 Interaction with the Consumer Credit Act

As Published: 2005

PERG 4.17 Interaction with the Consumer Credit Act

DISP 1.4 Complaints resolution rules

As Published: 2003

DISP 1.4 Complaints resolution rules

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

MCOB 7.6 Mortgages: event-driven information

As Published: 2004

MCOB 7.6 Mortgages: event-driven information

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

LR 15.3 Listing applications and procedures

As Published: 2005

LR 15.3 Listing applications and procedures

LR 12.3 Purchase from a related party

As Published: 2005

LR 12.3 Purchase from a related party

LR 14.1 Application

As Published: 2005

LR 14.1 Application

LR 17.2 Requirements for listing and listing applications

As Published: 2005

LR 17.2 Requirements for listing and listing applications

COBS 2.2 Information disclosure before providing services

As Published: 2007

COBS 2.2 Information disclosure before providing services

COBS 10.1 Application and purpose provisions

As Published: 2007

COBS 10.1 Application and purpose provisions

DISP 1.6 Complaints time limit rules

As Published: 2008

DISP 1.6 Complaints time limit rules