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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 16.3 Periodic reporting

As Published: 2007

COBS 16.3 Periodic reporting

COBS 4.6 Past, simulated past and future performance

As Published: 2007

COBS 4.6 Past, simulated past and future performance

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

DEPP 2.3 Decision notices and second supervisory notices

As Published: 2007

DEPP 2.3 Decision notices and second supervisory notices

REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2007

DEPP 6.6 Financial penalties for late and incomplete submission of reports

COBS 16.5 Quotations for surrender values

As Published: 2007

COBS 16.5 Quotations for surrender values

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

COBS 9.6 Special rules for giving basic advice on a stakeholder product

As Published: 2007

COBS 9.6 Special rules for giving basic advice on a stakeholder product

COBS 5.2 E-Commerce

As Published: 2007

COBS 5.2 E-Commerce

COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

PERG 14.8 Financial promotions

As Published: 2006

PERG 14.8 Financial promotions

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

As Published: 2006

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

PERG 14.7 Exemptions

As Published: 2006

PERG 14.7 Exemptions

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose