Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

…

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

…

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

…

GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties

…

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

…

BIPRU 3.3 The use of the credit assessments of ratings agencies

As Published: 2007

BIPRU 3.3 The use of the credit assessments of ratings agencies

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 8.34 The business test

MCOB 1.1 Application and purpose

PERG 8.5 In the course of business

REC 4.3 Risk assessments for UK recognised bodies

DISP 3.6 Time limits

PERG 7.5 When is it appropriate to apply for a certificate?

DEPP 2.4 Third party rights and access to FSA material

PRIN 3.2 What?

ICOBS 3.1 Distance marketing

APER 4.2 Statement of Principle 2

PR App 1.1

COLL 3.3 Units

PR App 3.1

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading