Search Result

341 - 360 of 974 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

As Published: 2001

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

As Published: 2007

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

BIPRU 7.5 Foreign currency PRR

As Published: 2007

BIPRU 7.5 Foreign currency PRR

BIPRU 9.3 Requirements for originators

As Published: 2007

BIPRU 9.3 Requirements for originators

ICOBS 3.2 E-Commerce

As Published: 2008

ICOBS 3.2 E-Commerce

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

As Published: 2007

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

GENPRU 2.3 Application of GENPRU 2 to Lloyd's

As Published: 2006

GENPRU 2.3 Application of GENPRU 2 to Lloyd's

REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation