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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

SYSC 4.2 Persons who effectively direct the business

As Published: 2002

SYSC 4.2 Persons who effectively direct the business

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

PERG 4.4 What is a regulated mortgage contract?

As Published: 2005

PERG 4.4 What is a regulated mortgage contract?

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations