Search Result

181 - 200 of 923 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency