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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

FEES 6.7 Payment of levies

As Published: 2006

FEES 6.7 Payment of levies

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

BIPRU 7.5 Foreign currency PRR

As Published: 2007

BIPRU 7.5 Foreign currency PRR

INSPRU 1.2 Mathematical reserves

As Published: 2006

INSPRU 1.2 Mathematical reserves

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives