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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order
As Published: 2004
SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order
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COLL 7.2 Suspension and restart of dealings
As Published: 2004
COLL 7.2 Suspension and restart of dealings
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SUP 11.7 Acquisition or increase of control: approval procedures
As Published: 2004
SUP 11.7 Acquisition or increase of control: approval procedures
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DTR 1A.2 Modifying rules and consulting the FSA
As Published: 2005
DTR 1A.2 Modifying rules and consulting the FSA
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PERG 13.7 The territorial application of MiFID
As Published: 2007
PERG 13.7 The territorial application of MiFID
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PERG 9.7 The investment condition: the 'reasonable investor'
As Published: 2005
PERG 9.7 The investment condition: the 'reasonable investor'
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RCB 4.2 Enforcement powers and penalties
As Published: 2008
RCB 4.2 Enforcement powers and penalties
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