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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

LR 3.3 Equity securities

As Published: 2007

LR 3.3 Equity securities

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

PR 3.2 Filing and publication of prospectus

As Published: 2005

PR 3.2 Filing and publication of prospectus

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2007

DEPP 6.6 Financial penalties for late and incomplete submission of reports

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction